MARK SANDERS, Plaintiff and Appellant,
v.
AMERICAN BROADCASTING COMPANIES, INC., et. al, Defendants and
Appellants.
NARAS F. KERSIS Plaintiff,
v.
CAPITAL CITIES/ABC, INC., et. al, Defendants.
No. S059692
Ct. App. 2/1 B094245
Los Angeles County Super. Ct. No. BC077553
Superior Court Los Angeles County, Judge Bruce R. Geernaert
COUNSEL
Johnson & Rishwain, Neville L. Johnson, Brian A.
Rishwain; and David A. Elder for Plaintiff and Appellant.
Christensen, White, Miller, Fink, Jacobs, Glaser & Shapiro, Shari Cohen
Rosenman, Joie Marie Gallo; White O' Connor Curry Gatti & Avanzado, Andrew M. White,
Michael J. O' Connor, Jonathan H. Anschell and David E. Fink for Defendants and
Appellants.
James E. Grossberg for the American Society of Newspaper Editors, Cable News
Network, Inc., California Newspaper Publishers Association, CBS Broadcasting Inc., the
Copley Press, Inc., Freedom Communications, Inc., the Hearst Corporation, King World
Productions, Inc., Magazine Publishers of America, Inc., the McClatchy Company, National
Association of Broadcasters, National Broadcasting Company, Inc., Newspaper Association of
America, Paramount Pictures Corp., the Reporters Committee for Freedom of the Press, San
Jose Mercury News, Inc., and Univision Communications Inc. as Amici Curiae on behalf of
Defendants and Appellants.
Filed June 24, 1999
Defendant Stacy Lescht, a reporter employed by defendant American Broadcasting
Companies, Inc. (ABC), obtained employment as a "telepsychic" with the Psychic
Marketing Group (PMG), which also employed plaintiff Mark Sanders in that same capacity.
While she worked in PMG' s Los Angeles office, Lescht, who wore a small
video camera hidden in her hat, covertly videotaped her conversations with several
coworkers, including Sanders.
Sanders sued Lescht and ABC for, among other causes of action, the tort of invasion of
privacy by intrusion. Although a jury found for Sanders on the intrusion cause of action,
the Court of Appeal reversed the resulting judgment in his favor on the ground that the
jury finding for the defense on another cause of action, violation of Penal Code section
632, established Sanders could have had no reasonable expectation of privacy in his
workplace conversations because such conversations could be overheard by others in the
shared office space. We granted review to determine whether the fact a workplace
interaction might be witnessed by others on the premises necessarily defeats, for purposes
of tort law, any reasonable expectation of privacy the participants have against covert
videotaping by a journalist. We conclude it does not: In an
office or other workplace to which the general public does not have unfettered access,
employees may enjoy a limited, but legitimate, expectation that their conversations and
other interactions will not be secretly videotaped by undercover television reporters,
even though those conversations may not have been completely private from the
participants' coworkers. For this reason, contrary to the Court of Appeal' s holding, the
jury' s finding as to Penal Code section 632 did not require the trial court to enter
nonsuit on, or otherwise dispose of, Sanders' s cause of action for tortious intrusion.
Nor, we also conclude, were the jury instructions on the intrusion cause of action
prejudicially erroneous.
Although we reverse, for these reasons, the Court of Appeal' s judgment for defendants,
we do not hold or imply that investigative journalists necessarily commit a tort by
secretly recording events and conversations in offices, stores or other workplaces.
Whether a reasonable expectation of privacy is violated by such recording depends on the
exact nature of the conduct and all the surrounding circumstances. In addition, liability
under the intrusion tort requires that the invasion be highly offensive to a reasonable
person, considering, among other factors, the motive of the alleged intruder. (Shulman
v. Group W Productions, Inc. (1998) 18 Cal.4th 200, 231, 236; Miller v. National
Broadcasting Co. (1986) 187 Cal.App.3d 1463, 1483-1484.) The scope of our review in
this case does not include any question regarding the offensiveness element of the tort,
and we therefore express no view on the offensiveness or inoffensiveness of defendants'
conduct. We hold only that, where the other elements of the intrusion tort are proven, the
cause of action is not defeated as a matter of law simply because the events or
conversations upon which the defendant allegedly intruded were not completely private from
all other eyes and ears.
Factual and Procedural Background
In 1992, plaintiff Mark Sanders was working as a telepsychic in PMG' s Los Angeles
office, giving "readings" to customers who telephoned PMG' s 900 number (for
which they were charged a per-minute fee). The psychics' work area consisted of a large
room with rows of cubicles, about 100 total, in which the psychics took their calls. Each
cubicle was enclosed on three sides by five-foot-high partitions. The facility also
included a separate lunch room and enclosed offices for managers and supervisors. During
the period of the claimed intrusion, the door to the PMG facility was unlocked during
business hours, but PMG, by internal policy, prohibited access to the office by
nonemployees without specific permission. An employee testified the front door was visible
from the administration desk and a supervisor greeted any nonemployees who entered.
Defendant Stacy Lescht, employed by defendant ABC in an investigation of the
telepsychic industry, obtained employment as a psychic in PMG' s Los Angeles office. When
she first entered the PMG office to apply for a position, she was not stopped at the front
door or greeted by anyone until she found and approached the administration desk. Once
hired, she sat at a cubicle desk, where she gave telephonic readings to customers. Lescht
testified that while sitting at her desk she could easily overhear conversations conducted
in surrounding cubicles or in the aisles near her cubicle. When not on the phone, she
talked with some of the other psychics in the phone room. Lescht secretly videotaped these
conversations with a "hat cam," i.e.,
a small camera hidden in her hat; a microphone attached to her brassiere
captured sound as well. Among the conversations Lescht videotaped were two with Sanders,
the first at Lescht' s cubicle, the second at Sanders's.
During the first conversation, Sanders and, after a period, a third employee, were
standing in the aisle just outside Lescht' s cubicle. They talked in moderate tones of
voice, and a fourth employee, passing by, joined in the conversation at one point. Sanders
conceded there was a "possibility" the psychic in the next cubicle beyond Lescht
could have overheard the first conversation if he tried, although in Sanders' s view that
was very unlikely because he had no reason to eavesdrop. The second conversation, which
took place with both Lescht and Sanders seated in Sanders' s cubicle, was conducted in
relatively soft voices and was interrupted once by Sanders' s receiving a customer call
and once by a passing coworker' s offer of a snack. During this second, longer
conversation, Sanders discussed his personal aspirations and beliefs and gave Lescht a
psychic reading.
Sanders pled two causes of action against Lescht and ABC based on the videotaping
itself: violation of Penal Code section 632 (hereafter section 632) and the common law
tort of invasion of privacy by intrusion.[FOOTNOTE 1] The court ordered trial on these
counts bifurcated, with the section 632 count tried first. In a special verdict form, the
jury was asked whether the conversation upon which defendants allegedly intruded was
conducted "in circumstances in which the parties to the communication may reasonably
have expected that the communications may have been overheard." Based on the jury' s
affirmative answer to this question, the trial court ordered judgment entered for
defendants on the section 632 cause of action.[FOOTNOTE 2]
Defendants then moved to dismiss the remaining cause of action for intrusion, for an
order of nonsuit, and to reopen their earlier motion for summary judgment on this cause of
action. After receiving written submissions and hearing argument, the court denied these
motions, allowing trial to go forward on the issue of liability for photographic
intrusion. In reliance on Dietemann v. Time, Inc. (9th Cir. 1971) 449 F.2d
245, which the trial court viewed as articulating a "subtort with regard to invasion
of privacy by photographing," the trial court ruled plaintiff could proceed on the
theory he had a limited right of privacy against being covertly videotaped by a journalist
in his workplace, even though his interaction with that journalist may have been
witnessed, and his conversations overheard, by coworkers. At the conclusion of the second
phase of trial, the jury found defendants liable on the cause of action for invasion of
privacy by intrusion. In subsequent trial phases, the jury fixed compensatory
damages at $335,000; found defendants had acted with malice, fraud or oppression;
and awarded exemplary damages of about $300,000.
The Court of Appeal reversed the judgment entered on these verdicts and ordered
judgment entered for defendants instead. The majority reasoned that "the invasion of
privacy tort requires an invasion into a secluded area where one has an objectively
reasonable expectation of privacy, that is, an objectively reasonable expectation of
confidentiality." Rejecting what it took to be plaintiff' s "real
argument," i.e., that there exists a right not to be videotaped without one' s
consent even in circumstances where one lacks "an objectively reasonable
confidentiality expectation," the majority held the jury finding on the section 632
action barred any recovery for intrusion.
In dissent, Presiding Justice Spencer reasoned that, because the PMG offices were not
open to the general public, the fact plaintiff' s employer or coworkers could have
observed and overheard his interactions with others in the office did not defeat his
expectation of privacy as to the public or the news media. "The limitations on
plaintiff' s expectation of privacy vis-é5 -vis his employer did not waive his privacy
rights as to others. [Citations.] [¶ ] Plaintiff' s exclusive right of occupancy as to
members of the general public, such as defendants, suggests he had a reasonable
expectation that the private matters occurring in his place of employment would be free
from public observation."
We granted plaintiff' s petition for review and, by later order, limited the issues to
be briefed and argued to the following: (1) whether a person who lacks a reasonable
expectation of complete privacy in a conversation because it could be seen and overheard
by coworkers (but not the general public) may nevertheless have a claim for invasion of
privacy by intrusion based on a television reporter' s covert videotaping of that
conversation; (2) whether the jury' s findings in the first phase of trial, on liability
under section 632, legally precluded maintenance of a common law intrusion claim; and (3)
whether the jury instructions in the second phase of trial, on liability for intrusion,
were prejudicially erroneous.
Discussion
Question 1: May a person who lacks a reasonable expectation of complete privacy in a
conversation because it could be seen and overheard by coworkers (but not the general
public) nevertheless have a claim for invasion of privacy by intrusion based on a
television reporter' s covert videotaping of that conversation?
Answer: Yes.
Neither the trial court nor the Court of Appeal had the benefit of our recent decision
in Shulman v. Group W Productions, Inc., supra, 18 Cal.4th 200 (Shulman). We
therefore begin by recounting what we said in Shulman regarding the privacy
element of an intrusion cause of action.
In Shulman, we adopted the definition of the intrusion tort articulated in Miller
v. National Broadcasting Co., supra, 187 Cal.App.3d at page 1482, and in the
Restatement Second of Torts, section 652B. The cause of action, we held, has two elements:
(1) intrusion into a private place, conversation or matter, (2) in a manner highly
offensive to a reasonable person. (Shulman, supra, 18 Cal.4th at p. 231.) The
first element, we stated, is not met when the plaintiff has merely been observed, or even
photographed or recorded, in a public place. (Ibid.) Rather, "the plaintiff
must show the defendant penetrated some zone of physical or sensory privacy surrounding,
or obtained unwanted access to data about, the plaintiff. The tort is proven only if the
plaintiff had an objectively reasonable expectation of seclusion or solitude in the place,
conversation or data source." (Id. at p. 232.)
While Shulman reiterated the requirement that an intrusion plaintiff have a
reasonable expectation of privacy, neither in Shulman nor in any other case have
we stated that an expectation of privacy, in order to be reasonable for purposes of the
intrusion tort, must be of absolute or complete privacy. Indeed, our analysis of
the issues in Shulman suggested, to the contrary, that mass media videotaping may
constitute an intrusion even when the events and communications recorded were visible and
audible to some limited set of observers at the time they occurred. In Shulman, a
television producer had fitted a rescue nurse with a small microphone, by which the nurse'
s conversation with a severely injured accident victim was recorded. Although a number of
other persons were participating in the rescue, the record on summary judgment, we noted,
left unclear whether any nonparticipant members of the general public were present or
could overhear any of the patient' s communications to the nurse and other rescuers. (Shulman,
supra, 18 Cal.4th at pp. 233-234, fn. 13.) Partly on that basis, we found triable
issues of fact as to the patient' s reasonable expectation of privacy in her conversation
with the nurse and other rescuers. (Id. at pp. 233, 235.) We thereby implied the
plaintiff patient could have a reasonable expectation of privacy in her communications
even if some of them may have been overheard by those involved in the rescue, but not by
the general public.
Shulman' s discussion of possible bases for a reasonable expectation of
privacy on the patient' s part also suggests that a person may reasonably expect privacy
against the electronic recording of a communication, even though he or she had no
reasonable expectation as to confidentiality of the communication' s contents. Quoting
from a prior case involving statutory privacy rights (Ribas v. Clark (1985)
38 Cal.3d 355, 360-361), we stated:
"' While one who imparts private information risks the betrayal of his confidence
by the other party, a substantial distinction has been recognized between the secondhand
repetition of the contents of a conversation and its simultaneous dissemination to an
unannounced second auditor, whether that auditor be a person or a mechanical device.
[Citation.] [¶ ] . . . [S]uch secret monitoring denies the speaker an important aspect of
privacy of communication-the right to control the nature and extent of the firsthand
dissemination of his statements.' "(Shulman, supra, 18 Cal.4th at pp.
234-235.)
This case squarely raises the question of an expectation of limited privacy. On further
consideration, we adhere to the view suggested in Shulman: privacy, for purposes
of the intrusion tort, is not a binary, all-or-nothing characteristic. There are degrees
and nuances to societal recognition of our expectations of privacy: the fact the privacy
one expects in a given setting is not complete or absolute does not render the expectation
unreasonable as a matter of law. Although the intrusion tort is often defined in terms of
"seclusion" (see, e.g., Rest.2d Torts, § 652B [Intrusion upon Seclusion]; Shulman,
supra, 18 Cal.4th at p. 232 ["intrusion on seclusion" ]), the seclusion
referred to need not be absolute. "Like ' privacy,' the concept of ' seclusion' is
relative. The mere fact that a person can be seen by someone does not automatically mean
that he or she can legally be forced to be subject to being seen by everyone." (1
McCarthy, The Rights of Publicity and Privacy (1998) § 5.10[A][2], p. 5-120.1.)
Dietemann v. Time, Inc., supra, 449 F.2d 245, upon which the trial court
relied, does, indeed, exemplify the idea of a legitimate expectation of limited privacy.
Reporters for a news magazine deceitfully gained access to a quack doctor' s home office,
where they secretly photographed and recorded his examination of one of them. (Id. at
p. 246.) The court held the plaintiff could, under California law, reasonably expect
privacy from press photography and recording, even though he had invited the
reporters-unaware of their true identity-into his home office: "Plaintiff' s den was
a sphere from which he could reasonably expect to exclude eavesdropping newsmen. He
invited two of defendant' s employees to the den. One who invites another to his home or
office takes a risk that the visitor may not be what he seems, and that the visitor may
repeat all he hears and observes when he leaves. But he does not and should not be
required to take the risk that what is heard and seen will be transmitted by photograph or
recording, or in our modern world, in full living color and hi-fi to the public at
large . . . ." (Id. at p. 249; see also Boddie v. American Broadcasting Companies,
Inc. (6th Cir. 1984) 731 F.2d 333, 338-339 [Journalists' covert recording of
interview may violate federal anti-wiretapping statute even though plaintiff knew her
interlocutors were journalists: "it remains an issue of fact for the jury whether
[plaintiff] had an expectation that the interview was not being recorded and whether that
expectation was justified under the circumstances." (Fn. omitted.)].)
Equally illustrative of the general principle is Huskey v. National Broadcasting
Co., Inc. (N.D.Ill. 1986) 632 F.Supp. 1282. The defendant' s camera crew, visiting a
federal prison, filmed plaintiff Huskey, an inmate, in the prison' s "exercise
cage," wearing only gym shorts and exposing his distinctive tattoos. The federal
court rejected the defendant' s contention no intrusion could have occurred because Huskey
was "not secluded." (Id. at p. 1287.) "Of course Huskey could
be seen by guards, prison personnel and inmates, and obviously he was in fact seen by NBC'
s camera operator. But the mere fact a person can be seen by others does not mean that
person cannot legally be ' secluded.' . . . Further, Huskey' s visibility to some people
does not strip him of the right to remain secluded from others. Persons are exposed to
family members and invited guests in their own homes, but that does not mean they have
opened the door to television cameras." (Id. at pp. 1287-1288, italics in
original.) Whether the exercise cage could be considered an area of limited seclusion
within the prison was a factual question for trial. (Id. at p. 1288.)
Similarly, in a famous early case, the presence of an unnecessary male observer at the
home delivery of the plaintiff' s child was held to be an intrusion, even though the
delivery was also observed by the plaintiff' s husband, the attending doctor and a woman
assistant. (De May v. Roberts (Mich. 1881) 9 N.W. 146, 148-149.) The existence of
such limited privacy is not dependent on the plaintiff being in his or her home, as
demonstrated by Huskey v. National Broadcasting Co., Inc., supra, 632 F.Supp.
1282, and many other cases. (See, e.g., Noble v. Sears, Roebuck & Co. (1973)
33 Cal.App.3d 654, 660 [plaintiff could reasonably expect privacy in her hospital room
against intrusion by attorneys and investigators for opposing party in a personal injury
lawsuit]; Estate of Berthiaume v. Pratt, M. D. (Maine 1976) 365 A.2d 792,
795 [surgeon who had treated cancer patient committed actionable intrusion by photographing him in hospital bed against his will as he lay
dying]; McDaniel v. Atlanta Coca-Cola Bottling Co. (Ga. Ct. App. 1939) 2 S.E.2d
810, 816 [electronic eavesdropping on hospital room conversations is intrusion]; Stessman
v. Am. Black Hawk Broadcasting (Iowa 1987) 416 N.W.2d 685, 687 [filming in private
dining room of restaurant might be intrusion on patron' s privacy, despite lack of
complete seclusion]; Rafferty v. Hartford Courant Co. (Conn. Super. Ct. 1980) 416
A.2d 1215, 1216, 1220 [newspaper' s photographing and reporting events at private party,
contrary to prior agreement, could form basis for an intrusion action, even though party
was held outdoors rather than in private home]; Nader v. General Motors Corporation (1970)
25 N.Y.2d 560, 570 [307 N.Y.S.2d 647, 655] [closely shadowing a
person in bank in order to observe his transactions may constitute intrusion, even
though "mere observation of the plaintiff in a public place" is not generally an
invasion of privacy]; see also Pearson v. Dodd (D.C. Cir. 1969) 410 F.2d
701, 704 [intrusion tort protects against intrusion "whether by physical trespass or
not, into spheres from which an ordinary man in a plaintiff' s position could reasonably
expect that the particular defendant should be excluded" ].)
Defendants' claim, that a "complete expectation of privacy" is necessary to
recover for intrusion, thus fails as inconsistent with case law as well as with the common
understanding of privacy. Privacy for purposes of the intrusion tort must be evaluated
with respect to the identity of the alleged intruder and the nature of the intrusion. As
seen below, moreover, decisions on the common law and statutory protection of workplace
privacy show that the same analysis applies in the workplace as in other settings;
consequently, an employee may, under some circumstances, have a reasonable expectation of
visual or aural privacy against electronic intrusion
by a stranger to the workplace, despite the possibility the conversations and interactions
at issue could be witnessed by coworkers or the employer.
In Walker v. Darby (11th Cir. 1990) 911 F.2d 1573, three postal supervisors,
pursuing a personal vendetta against a postal worker, electronically
intercepted the worker' s conversations at his workstation, transmitting
them to one of their offices. The plaintiff worker alleged a violation of the federal
anti-wiretapping law, which prohibits, inter alia, the electronic interception of an oral
communication made under circumstances justifying an expectation the communication would
not be intercepted. (Id. at p. 1577; see 18 U.S.C. § § 2510(2), 2511.) Although
the plaintiff' s workstation was in a shared space rather than a private office, the
appellate court found a triable issue of fact as to whether the plaintiff had a reasonable
expectation of privacy from electronic interception. "We agree that there is a
difference between a public employee having a reasonable expectation of privacy in
personal conversations taking place in the workplace and having a reasonable expectation
that those conversations will not be intercepted by a device which allows them to be
overheard inside an office in another area of the building. [¶ ] . . . [¶ ] . . . The
[workstation] was located in an area shared with other workers. But while Walker might
have expected conversations uttered in a normal tone of voice to be overheard by those
standing nearby, it is highly unlikely that he would have expected his conversations to be
electronically intercepted and monitored in an office in another part of the
building." (Walker v. Darby, supra, at p. 1579, fn. omitted.)
Similarly, in United States v. McIntyre (9th Cir. 1978) 582 F.2d 1221, a city'
s chief of police and a lieutenant in the department directed two police officers to "bug" the assistant chief' s office. The
officers placed a briefcase containing a microphone in the assistant chief' s office, by
which means they monitored a conversation in the office. (Id. at p. 1223.)
Convicted of criminally violating the anti-wiretapping law (18 U.S.C. § § 2510(2),
2511), the chief and lieutenant contended on appeal that any expectation of privacy on the
assistant chief' s part was unreasonable, because at the time the conversation was
intercepted the assistant chief' s office door was open and a records clerk worked 15 feet
away in an adjacent room. (United States v. McIntyre, supra, at p. 1224.) The
court rejected that argument: "A business office need not be sealed to offer its
occupant a reasonable degree of privacy." (Ibid.) As in Walker v. Darby, supra,
911 F.2d at page 1579, the court thus treated aural privacy as a relative, rather than
absolute, characteristic of the workplace.
Doe by Doe v. B.P.S. Guard Services, Inc. (8th Cir. 1991) 945 F.2d 1422
illustrates the existence of limited, but reasonable, visual privacy in the
workplace. A fashion show was being held at a convention center. The organizers had set up
a curtained dressing area for the models, unaware that the area was visible on one of the
convention center' s security cameras. Guards in the security control room used the
surveillance camera to watch and videotape the models
changing clothes. (Id. at p. 1424.) Nothing in the opinion suggests the curtained
changing area, used by all the models and presumably accessible to the show' s director
and assistants, was a place of complete seclusion for any of the models. Nonetheless, the
appellate court, in an action for common law invasion of privacy, had no difficulty
discerning a reasonable expectation of privacy on the models' part, violated in this
circumstance by a visual "invasion by strangers." (Id. at p. 1427; see also
Ali v. Douglas Cable Communications (D.Kan. 1996) 929 F.Supp. 1362, 1382 [customer
service representatives for cable companies cannot claim intrusion in employer' s
monitoring and recording business telephone calls, but could claim a reasonable
expectation of privacy as to unannounced recording of personal telephone calls].)[FOOTNOTE
3]
Defendants' cited cases on workplace privacy do not establish a contrary rule. None of
them holds or demonstrates that employee privacy in the
workplace is nonexistent if not complete. More particularly, none holds or
demonstrates that a worker necessarily loses all reasonable expectation of privacy against
covert media videotaping merely because the
worker' s interactions and conversations may have been witnessed by some coworkers.
In Marrs v. Marriott Corp. (D.Md. 1992) 830 F.Supp. 274, the defendant
employer installed a video camera monitoring one worker' s desk to investigate apparent
tampering with material in a locked drawer. The plaintiff, a coworker caught on the
videotape picking the lock on the desk drawer and terminated as a result, alleged, among
many other causes of action, an invasion of his privacy in the videotaping. The district
court found the cause of action could not survive summary judgment because there was
"no support for the conclusion that Marrs had a reasonable expectation of privacy in
an open office." (Id. at p. 283.) The court' s holding that one employee did
not have a reasonable expectation of privacy against the employer' s filming
of events at another employee' s desk says nothing about whether an employee' s personal
interactions in the workplace may reasonably be considered private as against covert filming by an agent for an entity other
than the employer, as, in this case, a television network.
Like Marrs v. Marriott Corp., supra, Vega-Rodriguez v. Puerto Rico Telephone Co.
(1st Cir. 1997) 110 F.3d 174 and Thompson v. Johnson County Community College (D.Kan.
1996) 930 F.Supp. 501 also are distinguishable in that they involved video
surveillance by the employer over shared workspaces. In both
these cases, moreover, the employers were public entities, and the plaintiffs' challenges
were based on the Fourth Amendment, making these decisions directly inapplicable to the
question of private intrusion. (See fn. 3, ante.)
PETA v. Bobby Berosini, Ltd. (Nev. 1995) 895 P.2d 1269 concerned the claim of
an animal trainer that his privacy was invaded by nonconsensual
videotaping of his preparations backstage before a show. The court found that the
videotaping did not intrude on the privacy the trainer claimed to expect from preshow
distraction and interference and, therefore, found it unnecessary to discuss whether his
expectation of privacy was reasonable. (Id. at pp. 1280-1281 & fn. 20.) The
decision is, therefore, not authority on the reasonableness question.
Kemp v. Block (D.Nev. 1985) 607 F.Supp. 1262 (Kemp), upon which
defendants also rely, involved one worker' s unconsented-to taping of a loud workplace
argument between a coworker and his foreman. The district court granted summary judgment
on an invasion of privacy claim brought by the coworker: "It seems quite clear that
both [plaintiff and his foreman] argued in loud voices. The defendant and the other
coworkers who overheard the argument were in a place they had a right to be, namely the
instrument shop. . . . The relatively small size of the instrument shop and its lack of
interior walls further indicate that an expectation of privacy within it would not be
objectively reasonable." (Id. at p. 1264.) We have no quarrel with the Kemp
court' s conclusion that one who argues loudly in a small, undivided workplace cannot
reasonably expect aural privacy in the conversation vis-é5 -vis the coworkers who share
the space.
The workplace status of the recording defendant in Kemp is not comparable to
that of defendant Lescht in this case. The defendant coworker in Kemp shared a
relatively small instrument shop with the plaintiff and several other workers. For several
months the plaintiff and the shop foreman had been having recurring oral disputes, but the
plaintiff "had persistently denied" they "amounted to arguments." (Kemp,
supra, 607 F.Supp. at p. 1263.) The defendant recorded the dispute between the
plaintiff and their foreman "to prove to the plaintiff that he actually did
argue." (Ibid.) After taping the argument, the defendant, in accord with his
intent, showed the plaintiff and the foreman the tape. (Ibid.) Stacy Lescht, by
contrast, worked in PMG' s Los Angeles office only a few days-only as long as it took to
meet, talk to and covertly videotape conversations with many of the other psychics, and
only for that purpose. While she may have functioned as an employee of PMG when she took
phone calls as a telepsychic, she acted solely as an agent of ABC when she talked with and
secretly recorded the other psychics. That Mr. Kemp' s reasonable expectations of privacy
in the workplace did not extend to protection against a longtime coworker recording his
noisy argument with a foreman, in order to resolve a workplace dispute, does not imply
that Sanders' s reasonable expectations do not extend to protection against videotaping by
an agent of ABC planted to collect videotape for use in a national television broadcast.
Finally, defendants rely on Com. v. Alexander (Pa. 1998) 708 A.2d 1251 (Alexander)
and Desnick v. American Broadcasting Companies, Inc. (7th Cir. 1995) 44 F.3d 1345 (Desnick).
Both involved investigations into suspected misconduct by doctors; the investigation was
by ABC in Desnick and by the Philadelphia police in Alexander. In both
cases, patients or those posing as such, acting for the investigators, covertly recorded
or videotaped the doctors' conversations with the patients in the doctors' offices. (Alexander,
supra, at pp. 1252-1253; Desnick, supra, at p. 1348.) Both courts rejected
claims the taping illegally invaded the doctors' privacy.
In Desnick, the question was whether the covert videotaping by
"testers" posing as patients was a tortious invasion of privacy. The appellate
court held it was not, partly because "the only conversations that were recorded were
conversations with the testers themselves." (Desnick, supra, 44 F.3d at p.
1353.) "The test patients entered offices that were open to anyone expressing a
desire for ophthalmic services and videotaped physicians engaged in professional, not
personal, communications with strangers (the testers themselves)." (Id. at p.
1352.)[FOOTNOTE 4]
The Desnick court characterized the doctor-patient relationship as one between
a service provider and a customer and therefore viewed these parties' conversations in the
medical office as essentially public conversations between strangers. We need not agree or
disagree with this characterization in order to see that it renders the decision' s
reasoning inapplicable to the question before us. We are concerned here with interactions
between coworkers rather than between a proprietor and customer. As the briefed question
is framed, the interactions at issue here could not have been witnessed by the general
public, although they could have been overheard or observed by other employees in the
shared workplace.
Alexander, supra, 708 A.2d 1251 involved the Pennsylvania state constitutional
protection against unreasonable government searches, rather than the privacy element of
the intrusion tort, and is directly inapplicable for that reason. (See fn. 3, ante.)
In addition, Alexander, decided by a court of only six justices, had no majority on
the expectation of privacy question. (See Alexander, supra, at p. 1258 (conc.
opn. of Zappala, J.) [physician defendant had a "highly protected expectation of
privacy" in communications occurring in his medical office, but the constitutional
prerequisites for a valid interception of such communications were met].) Even if it
contained an applicable holding, moreover, the plurality opinion would not support
defendants' position in the present case. Like Desnick, Alexander is premised on
a characterization of the plaintiff doctor as a "proprietor" whose practice is
"' open to the public.' "(Alexander, supra, at p. 1257 (plur. opn. of
Castille, J.).) As the Alexander plurality itself recognized, greater
expectations of workplace privacy may be legally recognized when "the communication
sought to be intercepted is strictly internal (such as communications which may arise
between an employee and employer) . . . ." (Ibid.)
To summarize, we conclude that in the workplace, as elsewhere, the reasonableness of a
person' s expectation of visual and aural privacy depends not only on who might have been
able to observe the subject interaction, but on the identity of the claimed intruder and
the means of intrusion. (Shulman, supra, 18 Cal.4th at pp. 233-235; Dietemann
v. Time, Inc., supra, 449 F.2d at p. 249; Huskey v. National Broadcasting Co.,
Inc., supra, 632 F.Supp. at pp. 1287-1288; Nader v. General Motors Corporation,
supra, 307 N.Y.S.2d at p. 655; Pearson v. Dodd, supra, 410 F.2d at p. 704; Walker
v. Darby, supra, 911 F.2d at p. 1579.) For this reason, we answer the briefed
question affirmatively: a person who lacks a reasonable expectation of complete privacy in
a conversation, because it could be seen and overheard by coworkers (but not the general
public), may nevertheless have a claim for invasion of privacy by intrusion based on a
television reporter' s covert videotaping of that conversation.
Defendants warn that "the adoption of a doctrine of per se workplace
privacy would place a dangerous chill on the press' investigation of abusive activities in
open work areas, implicating substantial First Amendment concerns." (Italics in
original.) We adopt no such per se doctrine of privacy. We hold only that the possibility
of being overheard by coworkers does not, as a matter of law, render unreasonable an
employee' s expectation that his or her interactions within a nonpublic workplace will not
be videotaped in secret by a journalist. In other circumstances, where, for example, the
workplace is regularly open to entry or observation by the public or press, or the
interaction that was the subject of the alleged intrusion was between proprietor (or
employee) and customer, any expectation of privacy against press recording is less likely
to be deemed reasonable. Nothing we say here prevents a media defendant from attempting to
show, in order to negate the offensiveness element of the intrusion tort, that the claimed
intrusion, even if it infringed on a reasonable expectation of privacy, was
"justified by the legitimate motive of gathering the news." (Shulman, supra,
18 Cal.4th at pp. 236-237.) As for possible First Amendment defenses, any discussion must
await a later case, as no constitutional issue was decided by the lower courts or
presented for our review here.
Question 2: Did the jury's findings in the first phase of trial, on liability under
section 632, legally preclude maintenance of a common law intrusion claim?
Answer: No.
The class of "confidential communications" protected from interception under
section 632 is defined as follows: "The term ' confidential communication' includes
any communication carried on in circumstances as may reasonably indicate that any party to
the communication desires it to be confined to the parties thereto, but excludes a
communication made in a public gathering or in any legislative, judicial, executive or
administrative proceeding open to the public, or in any other circumstance in which the
parties to the communication may reasonably expect that the communication may be overheard
or recorded." (§ 632, subd. (c).)
The trial court used this definition to formulate two questions for the jury' s special
verdict after the first phase of trial, which was limited to the question of liability
under section 632. The questions, together with the jury' s answers, are quoted here as
they appear in the minutes:
"Question No. 1: Did the communications of plaintiff Mark Sanders, which were
electronically recorded by Hat Cam, include any communications carried on in circumstances
which reasonably indicate that plaintiff Mark Sanders desired such communications be
confined to the parties thereto?
"Answer: YES.
"Question No. 2: Were the communications which gave rise to the ' yes' answer to
Question No. 1 made in circumstances in which the parties to the communication may
reasonably have expected that the communications may have been overheard?
"Answer: YES."
Defendants contend, and the Court of Appeal agreed, that the jury' s answer to the
second question precluded any liability for common law intrusion because, by its answer,
the jury determined plaintiff had no reasonable expectation of privacy in the interactions
Lescht secretly videotaped. We disagree. The evidence and argument indicating that the
Sanders-Lescht conversations could be overheard related only to possible overhearing by
coworkers. There was no evidence the public was invited into the PMG Los Angeles office,
or that the office was visited by the press or other public observers on a routine basis
or was ordinarily subject to videotaped surveillance by the mass media. Nor did defense
counsel so argue to the jury; his argument, instead, was simply that the evidence showed
the physical circumstances of the Sanders-Lescht conversations made it possible, and
indeed likely, the conversations would be overheard by coworkers in other cubicles or
passing in the aisles between cubicles. In light of this evidence and argument, the jury'
s finding cannot reasonably be construed to negate all reasonable expectations of
privacy by plaintiff in his interactions with Lescht.
As we explained in our discussion of the first briefed question, the fact coworkers may
have observed a workplace interaction does not as a matter of law eliminate all
expectations of privacy the participants may reasonably have had vis-é5 -vis covert
videotaping by a stranger to the workplace. For this reason, the jury' s finding as to an
expectation of being overheard by coworkers did not as a matter of law preclude imposition
of liability for common law intrusion. The trial court correctly denied defendants'
midtrial motions for dismissal, nonsuit, and summary judgment.
Question 3: Were the jury instructions in the second phase of trial, on liability for
intrusion, prejudicially erroneous?
Answer: No.
In the second phase of trial, the court gave, among others, the following jury
instructions (numbered for reference in the discussion that follows):
"[1] The essential elements of [an intrusion] claim are, one, the defendant
intentionally intruded physically or otherwise upon the private affairs or concerns of the
plaintiffs by photographing plaintiffs with hat cams, and, two, the intrusion was
substantial and of a kind that would be highly offensive to an ordinarily reasonable
person."
"[2] The tort of invasion of privacy includes intrusions by clandestine
photography of a person in his workplace if photographs are secretly taken of plaintiff
without his or her consent in circumstances where a reasonable person would reasonably
expect that the particular defendant would be excluded."
"[3] Employees take the risk that others present may not be what they seem to be,
and that what is heard and seen at a work place may be repeated outside the workplace. But
employees in a work place not open to the public do not necessarily take the risk that
what is heard and seen will be transmitted by photography to the public at large."
Defendants complain, first, that paragraph 1 omits the phrase "solitude or
seclusion," found in the standard instruction upon which the paragraph was based.
BAJI No. 7.20 (8th ed. 1994 bound vol.) describes the first element of the intrusion tort
as intentional intrusion "upon the solitude or seclusion, private affairs or concerns
of the plaintiff." While defendants did not object below specifically to the omission
of the words "solitude or seclusion," they did request a version of BAJI No.
7.20 that included the phrase; they now contend the court should have given the requested
instruction rather than draft its own.
Although this court, drawing on the Restatement' s description of the tort, has used
the same phrase (Shulman, supra, 18 Cal.4th at p. 231), "solitude or
seclusion" is not a unique or essential label for a reasonable expectation of
privacy. In any event, to the extent the phrase denotes anything different than the
"private affairs or concerns" required under the court' s instruction,
defendants' requested standard instruction, requiring only an intrusion on the plaintiff'
s "solitude or seclusion, private affairs or concerns," delineates liability
broader than the court' s own instruction. The court' s use of its own special
instruction, therefore, could not have prejudiced defendants.
Second, defendants complain generally of paragraphs 2 and 3, which were written by the
court and given over defense objection. Defendants contend that by these instructions the
court "completely abandoned the requirement of a reasonable expectation of privacy by
substituting for it the expectation of not being surreptitiously photographed. By giving
its special jury instructions, the trial court effectively directed the jury to determine
that ABC' s recording of Sanders was a per se invasion of privacy." (Italics
in original.)
Defendants' arguments are not well taken. The court did not direct any finding as to
whether plaintiff enjoyed a reasonable expectation of privacy in his interactions with
Lescht. The disputed instructions merely focused the jury' s inquiry on the question
whether it was reasonable for plaintiff to expect, in the circumstances of his particular
workplace, that an interaction between coworkers would not be subject to covert
videotaping by a television news producer. Because, as we have explained, the
reasonableness of a privacy expectation must be assessed in reference to the identity of
the intruder and the nature of the claimed intrusion, the proper question for the jury to
decide was, indeed, whether plaintiff could reasonably expect he would not be secretly
videotaped in his internal workplace interactions by a representative of the mass media.
Defendants complain particularly of the instruction, in paragraph 3, that
"employees in a work place not open to the public do not necessarily take the risk
that what is heard and seen will be transmitted by photography to the public at
large." Under the analysis contained in our answer to the first briefed question,
however, this instruction correctly stated the law. An employee' s workplace interactions,
though perhaps witnessed by other workers, are not "necessarily" open
to videographic capture for the purpose of public display if the workplace itself is not
generally open to public view.
We therefore conclude the challenged instructions were not prejudicially erroneous. By
so holding, and by our earlier conclusion that the superior court did not err in refusing
to dismiss plaintiff' s cause of action for common law intrusion simply because of the
jury' s findings on the section 632 claim, we express no opinion on other procedural or
evidentiary questions raised below, on the types and amounts of damages and costs awarded,
or, indeed, on any of defendants' appellate claims other than those we have expressly
addressed. Other claims are not within the limited scope of our review, but may, if
properly presented, be addressed by the Court of Appeal on remand.
Disposition
The judgment of the Court of Appeal is reversed, and the cause is remanded to that
court for further proceedings consistent with our opinion.
WERDEGAR, J.
WE CONCUR: GEORGE, C.J., MOSK, J., KENNARD, J., BAXTER, J., CHIN, J., and BROWN, J.
::::::::::::::::::::::::::::: FOOTNOTE(S):::::::::::::::::::::::::::::
FN1. ABC' s PrimeTime Live broadcast about the telepsychic
industry included a short excerpt from the second Lescht-Sanders conversation. Sanders
pled causes of action against ABC based on the broadcast, but all such causes of action
were disposed of without trial.
FN2. Section 632 generally prohibits the nonconsensual recording of a
"confidential communication." The statutory definition of confidential
communication excludes communications made in circumstances "in which the parties to
the communication may reasonably expect that the conversation may be overheard or
recorded." (§ 632, subd. (c).)
FN3. Because of the special considerations involved in defining the
private citizen' s protection against intrusion by the government and the government' s
unique interest in investigating and suppressing criminal activity, decisions discussing
employees' expectations of privacy against government searches are not directly applicable
to the common law privacy tort context. We do not suggest that the same standards
necessarily apply to private intrusions as to government searches, or vice versa. We
observe, however, that the United States Supreme Court has recognized, in the Fourth
Amendment context, that even employees without personal offices may have a reasonable, but
limited, expectation of privacy against intrusions by strangers to the workplace. (See Mancusi
v. DeForte (1968) 392 U.S. 364, 369 [Union employee who shared a single large office
with several other union officials had a privacy interest in the office sufficient to
challenge its warrantless search by state officers: "[I]f DeForte had occupied a '
private' office in the union headquarters, and union records had been seized from a desk
or a filing cabinet in that office, he would have had standing," and "the
situation was not fundamentally changed because DeForte shared an office with other union
officers. DeForte still could reasonably have expected that only those persons and their
personal or business guests would enter the office, and that records would not be touched
except with their permission or that of union higher-ups." ].)
FN4. Desnick, like the present case, arose out of ABC' s use
of hidden cameras in an investigation for its PrimeTime Live program. Defendants
and their amici curiae also cite two federal trial court decisions involving PrimeTime
Live undercover camera teams: Russell v. American Broadcasting Company, Inc. (N.D.Ill.
1995) 23 Media L. Rep. 2428, 1995 WL 330920 (Russell) and Medical Laboratory
Management v. American Broad. (D. Ariz. 1998) 30 F.Supp.2d 1182 (Medical
Laboratory). The Russell court held that the plaintiff, a fish seller whose
conversations about the freshness of her product, or lack thereof, were covertly recorded
by a reporter posing as an employee, did not state a cause of action for intrusion under
Illinois law because (1) in the district court' s view, Illinois did not recognize such a
cause of action and (2) even if such a tort existed, secretly recording a conversation
with a coworker is not "' offensive prying into the private domain of another,'
"and the plaintiff was not harmed by the recording as such. (1995 WL 330920 at pp.
*7-*8). To the extent the second holding rested on the view that workplace conversations
between coworkers can never be considered private from mass media interception (rather
than simply on a finding that recording a fish market conversation about the marketing of
fish, considered separately from the allegedly harmful broadcast, was not highly offensive
to a reasonable person), it fails to persuade, as the court offered no reasoning or
authority supporting a per se rule against workplace privacy. In Medical Laboratory,
the alleged intrusion similarly was held nonactionable, in that case because it was not
highly offensive in light of the importance of the investigation' s subject and caused no
injury apart from the related broadcast, as well as not invading a reasonable expectation
of privacy on the investigation subject' s part. (Medical Laboratory, supra, at
pp. 1187-1192.)
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